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ATTACHMENT B

Schedule October 5-7, 2001

PART 4 Broker-Dealers, Agents, Investment Advisers,

Investment Adviser Representatives, and

Federal Covered Investment Advisers

Section 102(2) Agent

Section 102(4) Broker-Dealer

Section 102(6) Federal Covered Investment Adviser

Section 102(15) Investment Adviser

Section 102(16) Investment Adviser Representative

Section 102(17) Issuer

Section 102(21) Place of Business

Section 102(24) Principal Place of Business

PART 5 Fraud and Litigation

Section 102(9) Fraud

Unresolved Issues