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Statute Comparison (with some drafts) RHJ 8/10/08 (rev. 8/28/08)
Statutory summary Comments
Delaware
2704
t-ee of trust created by grantor has ins int in:
a. Life of grantor
b. In life of anyone in whom grantor (for fed Y tax purposes) has ins in tcould get tangled in tax rules
c. Anyone else to extent that person has ins int w/ respect to proceeds of ins on life
of such person (i.e., CQV) that are allocable to person's interest in such trust
c1. (aggregate for multiple bens of the trust) this is essentially same allocation provision as GA and SD
Florida
627.404
sub 5: t-ee of trust has an ins int in life of ind id under life ins pol owne d by trust IFsub (5) is same as MD statute
a. ID is grantor of the trust
b. An ind-al closely related by blood or law to grantor
c. Or an ind in whom grantor otherwise has an ins int
IF in each of situations in subsection
i. Life ins proceeds are primarily for benefit of trust bens having an ins int in life of IDinsproceeds primarily for benefit of having an life ID
sub 6: t-ee has ins int in life for whose benefit t-ee holds property, up to "so long as" is same as Washington statute
and in anyone else in whose life the person has an ins int after "so long as" is an addition from Maryland statute
SO LONG AS unclear whether post-"so long as" language modifies only text before comma
the proceeds are primarily for benefit of persons having ins int in life of IDor modifies everything before "so long as"
punctuation implies former; probable that drafting history would imply latter was
intended
Georgia
33-24-3
t-ee of trust created by grantor has ins int in:
a. Life of grantor
b. In life of anyone in whom grantor has ins int
c. In life of anyone else to extent any ben of trust has ins int w/ respect to proceeds
of ins on life of such person t-ee has ins int in life of each ben to extent proceeds of policy will be allocated
c1. (aggregate for multiple bens of the trust) to that ben's "interest in such trust"
This presumably reflects desire to limit c insurable interest to extent of the ben's
ins int in life of other person, and not allow creation of small economic interest
to be parlayed into a basis for insuring more than the amt of that interest
prob: trust for lifetime benefit, with provision for disposition of proceeds at ID's
death, might not be deemed to have an ins int in ID merely bec/ of ID's status as
ben, bec/ proceeds could never be allocable to insured's beneficial interest in
trust
(SD is same as GA except for addition of a proviso)
Maine
2404
any rev or irrev trust has an ins int in other individuals provided:
Any grantor or any ben of trust has an ins int as provided in A, B, C, or D
A. Substantial interest by love and affection [what about second-to-die? Probably covered by "ben of trust" provision]
B. Lawful and substantial econ interest if ben of trust has ins int in CQV, does not matter that grantor does not have ins
C. Party to contract for purchase or sale of interest in a business, etc. int in life of ben of trust; proceeds could go to someone w/o ins int
D. Corp has ins int in lives of its employees, etc.
any p-ship has an ins int provided any partner has an ins int
Maryland
12-201
a t-ee has ins int (on date on which the policy is issued) in life of ind-al insured
under policy owned by trust or t-ee owned by trust if ID
a. is the grantor of the trust 2-pronged test
b. an individual related closely by blood or law to the grantor NOTE: language after "and" (II in statute) applies to all 3 clauses, unlike
c. an individual in whom grantor otherwise has an ins int structure of statute in other states
AND
lifeinsproceedsareprimarilyforbenefitoftrustbenshavinganinsint inlifeoftheIDwhatdoes"primarily"mean?;manyirrevlifeinstrustswholdproceedsforbenefit
of broad class of beneficiaries, some of whom may not have ins int in grantor; full
ins int found if "primarily" test met; will lead trusts in MD to limit t-ee's allocation
of life ins proceeds to beneficiaries who lack ins int
South Dakota
58-10-4
a trustee has ins int:
a. In life of grantor t-ee automatically has ins int in grantor
b. In life of anyone in whom grantor has ins int plus life of anyone else grantor has ins int, subject to conditions
PROVIDED: [SD is same as GA, except SD adds proviso, or "however" clause," and adds
grantor is the insured OR business trust provision]
grantor has an ins int like others in statute
c. In life of anyone else to extent trust ben has ins int in life of the "any one else"this gives ins int in anyone else to extent trust ben who gets proceeds of ins
has int in anyone else; does not reach trust ben not designated to get proceeds
c1. if mult ben have insurable int in same individual, t-ee has same ag gregatelimits t-ee's interest to portion of death benefits that benefit trust bens; thus,
interest in such individual's life as such bens have does not give ins int to t-ee who has discretionary power to allocate proceeds
d. T-ee of bus trust has same ins int in life of any individual as does an y beneficialapplies to traditional trusts and business trusts
owner (or owners in the aggregate) in such individual
Utah
31A-21-104(3)(c)
trust has ins int in subject of the insurance to extent that the ben of the trust
has the ins int limits trusts ins int to extent of interests of bens who have an ins int
earlier: ins int is engendered by love or affection, or Problem: if trust is for benefit of close family members and
a lawful & substantial interest in having the life, health & bodily safety o f themore distant (no ins int) bens, trust may not have ins int in the entire policy
person continue
Virginia
38.2-301
a t-ee has ins int:
a. In life of grantor
b. In life of anyone in whom grantor (for Fed Y tax purposes) has ins in tt-ee automatically has ins int in grantor
unlike S Dak, does not limit bens to those who will share in proceeds of pol
c. In life of each person in whose life a trust ben has an ins int does not require any particular percentage of the bens to have an ins int
[this will usually cover trusts that hold second-to-die policies insuring grantor &
grantor's spouse]
Washington
48.18.030
a trustee has ins int:
a.InsintinthelifeofAPERSONforwhosebenefitthet-eeholdspropertya. t-ee t-eehasinsintineachtrustbeneficiaryt-ee
b. Ins int in the life of anyone else in whose life the PERSON has an in s intand each person in whom each trust beneficiary has an ins int
note: trustee in Chawla would have had ins int bec ID was one of trust ben
note: does "the person" refer to each trust ben or the fiduciary? Unclear